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A&M Capital Advisors, LP provides investment advisory services. The Company conducts turnaround buyout investments by focusing on companies with identifiable opportunities for operational improvements, business turnaround, and financial recapitalization. A&M Capital Advisors targets both public and private middle market companies throughout North America and Europe.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

FOUNDED

09/01/2009

ADDRESS

1 Pickwick Plaza 3rd Floor Greenwich, CT 06830 United States
AIG Asset Management (U.S.), LLC provides investment advisory services. The Company offers asset management, financial planning, and consulting services. AIG Asset Management serves clients worldwide.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

FOUNDED

03/10/2009

ADDRESS

80 Pine Street New York, NY 10005 United States

PHONE

1-212-770-7000

WEBSITE

NO. OF EMPLOYEES

AQR Capital Management, LLC operates as an investment management firm. The Firm offers portfolio management, financial planning, and investment advisory services. AQR Capital Management serves customers worldwide.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

FOUNDED

01/30/1998

ADDRESS

2 Greenwich Plaza Greenwich, CT 06830 United States

PHONE

1-203-742-7500

WEBSITE

www.aqr.com

NO. OF EMPLOYEES

AXA Investment Managers operates as an investment management company. The Company offers asset management, equities, fixed income, alternative funds, strategies, financial planning, and advisory services. AXA Investment Managers serves customers worldwide.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

FOUNDED

11/14/2001

ADDRESS

Tower Majunga La Defense 9 6 Place de la Pyramide Puteaux, 92800 France

PHONE

33-1-44-45-70-00

WEBSITE

www.axa-im.com

NO. OF EMPLOYEES

AXA Rosenberg Investment Management LLC provides investment advisory services. The Company offers asset management, financial planning, and consulting …

SUB-INDUSTRY: Asset Management

ADDRESS: 4 Orinda Way Building E Orinda, CA …
INDUSTRY: Financial Services
PHONE: 1-925-254-6464
Advance Capital Management, Inc. operates as an investment management firm. The Company provides portfolio management, financial planning, and investment advisory services to individuals, trusts, estates, charitable organizations, and corporations. Advance Capital Management serves clients in the United States.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

INCORPORATED

08/05/1986

ADDRESS

1 Towne Square Suite 444 Southfield, MI 48076 United States

PHONE

1-248-350-8543

WEBSITE

www.acadviser.com

NO. OF EMPLOYEES

Aksia is a specialist research and portfolio advisory firm providing alternative investment solutions to institutional investors. We are proud of our uncompromising research, client investment performance, and well-staffed, client-centric approach.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

599 Lexington Avenue
37th Floor
New York, NY 10022
USA

PHONE

(212) 710-5710

WEBSITE

NO. OF EMPLOYEES

Albourne America LLC is legally known as ALBOURNE AMERICA LLC. It is a CA Limited Liability Company. This firm has 85 employees, of which 52 are employees in advisory roles. It serves 183 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 24, 2006.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

655 MONTGOMERY STREET, SUITE 1910, SAN FRANCISCO, CA

PHONE

WEBSITE

NO. OF EMPLOYEES

Allen & Company of Florida Inc is legally known as ALLEN & COMPANY OF FLORIDA, LLC. It is a DE Limited Liability Company. This firm has 65 employees, of which 31 are employees in advisory roles. It serves 2585 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Aug 21, 2000.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

1401 SOUTH FLORIDA AVE, LAKELAND, FL

PHONE

WEBSITE

NO. OF EMPLOYEES

Allianz Global Investors US LLC is legally known as ALLIANZ GLOBAL INVESTORS U.S. LLC. It is a DE Limited Liability Company. This firm has 288 employees, of which 181 are employees in advisory roles. It serves 42 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jan 30, 2009.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

1633 BROADWAY, 43RD FLOOR, NEW YORK, NY

PHONE

WEBSITE

NO. OF EMPLOYEES

288
Allstate Investment Management Company is legally known as ALLSTATE INVESTMENT MANAGEMENT COMPANY. It is a DE Corporation. This firm has 154 employees, of which 131 are employees in advisory roles. It serves 33 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Sep 11, 1987.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

444 WEST LAKE STREET, SUITE 4500, CHICAGO, IL

PHONE

WEBSITE

NO. OF EMPLOYEES

154
Founded in 2002 by former CME floor traders, Allston Trading is rooted in a quest for excellence in providing liquidity in the markets. Allston is owned by its current and former employees, a retired founder, and long-term institutional backers Sequoia Capital and Francisco Partners. We are proud of our track record through multiple macro-economic cycles and an ever-evolving landscape of technology, regulation and market structure. We attract and retain many of the industry’s best and brightest trading, analytical and technology professionals.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

425 South Financial Place
Suite 2800
Chicago, IL 60605

PHONE

WEBSITE

NO. OF EMPLOYEES

154
Alpinvest Partners BV is legally known as ALPINVEST PARTNERS B.V.. It is an Other (specify). This firm has 147 employees, of which 75 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Dec 1, 2011.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

JACHTHAVENWEG 118, AMSTERDAM,

PHONE

WEBSITE

NO. OF EMPLOYEES

147
Alpine Woods Capital Investors LLC is legally known as ALPINE WOODS CAPITAL INVESTORS, LLC. It is a DE Limited Liability Company. This firm has 26 employees, of which 9 are employees in advisory roles. It serves 2 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Dec 16, 1997.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

2500 WESTCHESTER AVENUE, SUITE 215, PURCHASE, NY

PHONE

WEBSITE

NO. OF EMPLOYEES

26
Alyeska Investment Group LP is legally known as ALYESKA INVESTMENT GROUP, L.P.. It is a DE Limited Partnership. This firm has 50 employees, of which 32 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Nov 17, 2010.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

77 WEST WACKER DRIVE, SUITE 700, CHICAGO, IL

PHONE

WEBSITE

NO. OF EMPLOYEES

50
American Capital Advisory LLC is legally known as AMERICAN CAPITAL ADVISORY, LLC. It is a VA Limited Liability Company. This firm has 3 employees, of which 3 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 20, 2018.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

500 NORTH WASHINGTON, SUITE 202, KETCHUM, ID

PHONE

WEBSITE

NO. OF EMPLOYEES

3
Amherst Pierpont Securities LLC provides financial services. The Company offers liquidity, execution services, and strategic advice to institutional clients that actively buy, sell, and require financing in securities. Amherst Pierpont Securities serves institutional clients globally.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

245 Park Avenue, 15th Floor
New York, NY 10167

PHONE

WEBSITE

NO. OF EMPLOYEES

—-
Ancient ART LP is legally known as ANCIENT ART, L.P.. It is a TX Limited Partnership. This firm has 12 employees, of which 8 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jul 14, 2006.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

500 WEST 5TH STREET, SUITE 1110, AUSTIN, TX

PHONE

WEBSITE

NO. OF EMPLOYEES

12
Andrew Garrett Inc is legally known as ANDREW GARRETT, INC.. It is a DE Corporation. This firm has 20 employees, of which 12 are employees in advisory roles. It serves 395 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jul 6, 2010.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

52 VANDERBILT AVE, SUITE 510, NEW YORK, NY

PHONE

WEBSITE

NO. OF EMPLOYEES

20
Apollo Investment Management LP is legally known as APOLLO INVESTMENT MANAGEMENT, L.P.. It is a DE Limited Partnership. This firm has 1010 employees, of which 410 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Feb 23, 2004.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

9 WEST 57TH STREET, 43RD FLOOR, NEW YORK, NY

PHONE

WEBSITE

—-

NO. OF EMPLOYEES

1010
Arcesium is a global financial technology and professional services firm, delivering post-investment and enterprise data management solutions to some of the world’s most sophisticated financial institutions, including hedge funds, banks, institutional asset managers, and private equity firms.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

1166 Avenue of the Americas 4th Floor
New York, NY 10036

PHONE

WEBSITE

NO. OF EMPLOYEES

20
Ares Management LLC is legally known as ARES MANAGEMENT LLC. It is a DE Limited Liability Company. This firm has 949 employees, of which 388 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jan 31, 2005.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

2000 AVENUE OF THE STARS, 12TH FLOOR, LOS ANGELES, CA

PHONE

WEBSITE

NO. OF EMPLOYEES

949
Ariel Investments LLC is legally known as ARIEL INVESTMENTS, LLC. It is a DE Limited Liability Company. This firm has 79 employees, of which 23 are employees in advisory roles. It serves 1 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Apr 15, 1983.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL

PHONE

WEBSITE

NO. OF EMPLOYEES

79
Aristeia Capital LLC is legally known as ARISTEIA CAPITAL, LLC. It is a DE Limited Liability Company. This firm has 48 employees, of which 16 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jul 13, 2005.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

ONE GREENWICH PLAZA, THIRD FLOOR, GREENWICH, CT

PHONE

WEBSITE

NO. OF EMPLOYEES

79
Artio Global Management LLC/USA was founded in 2004. The company’s line of business includes providing management services on a contract or fee basis.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

330 Madison Ave # 12, New York, NY 10017, United States

PHONE

WEBSITE

—–

NO. OF EMPLOYEES

—–
Artist Capital Management LLC is legally known as ARTIST CAPITAL MANAGEMENT LLC. It is a DE Limited Liability Company. This firm has 6 employees, of which 6 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Dec 10, 2018.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

20 WEST 55TH STREET, 11TH FLOOR, NEW YORK, NY

PHONE

WEBSITE

NO. OF EMPLOYEES

9
Ascent Capital Management LLC is legally known as ASCENT CAPITAL MANAGEMENT, LLC. It is an OR Limited Liability Company. This firm has 5 employees, of which 5 are employees in advisory roles. It serves 262 clients. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Jun 1, 2004.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

2796 NW CLEARWATER DR., BEND, OR

PHONE

WEBSITE

NO. OF EMPLOYEES

5
Ashford Capital Management Inc is legally known as ASHFORD CAPITAL MANAGEMENT INC. It is a DE Corporation. This firm has 12 employees, of which 9 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Feb 15, 1980.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

ONE WALKERS MILL ROAD, WILMINGTON, DE

PHONE

WEBSITE

NO. OF EMPLOYEES

12
Atalan Capital Partners, LP operates as an investment adviser. The Company offers offer investment advisory services on a discretionary basis to private funds.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

140 East 45th Street, 17th Floor | New York, NY 10017

PHONE

WEBSITE

NO. OF EMPLOYEES

Aurora Investment Managers LLC is legally known as AURORA INVESTMENT MANAGERS, LLC. It is a MA Limited Liability Company. This firm has 2 employees, of which 2 are employees in advisory roles. The number of clients served by it is unknown. The firm’s last reported SEC (U.S. Securities and Exchange Commission) status is listed as “Approved”, with a registration date of Feb 11, 2008.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

801 NORTHPOINT PARKWAY, SUITE 123, WEST PALM BEACH, FL

PHONE

WEBSITE

NO. OF EMPLOYEES

2
Automated Equity Finance Markets, Inc., doing business as AQS, provides institutional brokerage services. The Company offers trading, clearing, market operations, and investment advisory services. AQS serves clients in the United States.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

225 LIBERTY STREET
10TH FLOOR, SUITE 1020
NEW YORK, NY 10281 USA

PHONE

WEBSITE

—–

NO. OF EMPLOYEES

—–
Avatar Securities, LLC is a leading proprietary trading firm based in New York City and Chicago. We are a technology-centric equity and equity options broker-dealer, specializing in supporting experienced prop traders. Our commitment is to help traders excel and provide the tools and capital they need to compete in a marketplace defined by change and disruption.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Asset Management

ADDRESS

148 Madison Avenue 5th Floor, New York, NY 10016

PHONE

WEBSITE

https://avatarsecurities.com/

NO. OF EMPLOYEES

—–
Barclays Capital Inc. operates as a brokerage firm and investment advisor. The Company buys and sells securities such as stocks, bonds, mutual funds, and other investment products, as well as manages investment portfolios and financial planning services. Barclays Capital serves clients worldwide.

SECTOR

Financials

INDUSTRY

Financial Services

SUB-INDUSTRY

Institutional Financial Svcs

ADDRESS

745 7th Avenue New York

PHONE

WEBSITE

http://www.barcap.com/

NO. OF EMPLOYEES

—–
Ziegler is a privately held investment bank, capital markets and proprietary investments firm. Specializing in the healthcare, senior living and education sectors, as well as general municipal and structured finance, enables us to generate a positive impact on the communities we serve. Headquartered in Chicago with regional and branch offices throughout the U.S., Ziegler provides its clients with capital raising, strategic advisory services, equity and fixed income sales & trading and research.

SECTOR

Financials

INDUSTRY

—-

SUB-INDUSTRY

I—-

ADDRESS

One North Wacker Drive
Suite 2000
Chicago, IL 60606

PHONE

WEBSITE

https://www.ziegler.com/

NO. OF EMPLOYEES

—–
Ziegler is a privately held investment bank, capital markets and proprietary investments firm. Specializing in the healthcare, senior living and education sectors, as well as general municipal and structured finance, enables us to generate a positive impact on the communities we serve. Headquartered in Chicago with regional and branch offices throughout the U.S., Ziegler provides its clients with capital raising, strategic advisory services, equity and fixed income sales & trading and research.

SECTOR

Financials

INDUSTRY

—-

SUB-INDUSTRY

I—-

ADDRESS

One North Wacker Drive
Suite 2000
Chicago, IL 60606

PHONE

WEBSITE

https://www.ziegler.com/

NO. OF EMPLOYEES

—–

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